Li Ion Battery

◈ Cell reaction mechanism
The way Li-ions react with electrode active materials during charge/discharge can be categorized into following:
Intercalation reaction:
- Li-ions are inserted or extracted from interstitital sites of the host structure without causing substantial structural changes. This makes intercalation compounds ideal for electrochemical energy storage applications. Indeed, most commercialized Li-ions batteries use electrodes with this type of reaction mechanism. However, intercalation compounds have a limited capacity due to crystallographic constrains of the host and thermodynamic instabilities arising from large changes in Li concentrations within the host.
Alloying reaction:
- Li reacts directly with active element/compound (M) to form an intermetallic phase (LixM). Despite providing a high specific capacity for the electrode, alloying reactions generally lead to multiple phase transformations during (de-)lithiation with large volume changes, resulting in a large hysteresis in the voltage profile and poor reversibility. This hysteresis leads to irreversible energy loss upon cycling, making commercialization difficult.
Conversion reaction:
- The reaction involves full reduction of the metal ions by lithium. It can accommodate as many electrons per transitional metal as needed to reduce its ions to the metallic state M. Therefore, materials undergoing conversion reaction can achieve much higher capacities than the intercalation compounds. When the starting compound has a strong structural relationship with its lithiated products, the conversion reaction is usually called a displacement reaction. Since these reactions involve phase transformations to extrude the transition metal, large voltage polarization and hysteresis are common.
◈ Cathode Materials

Cathode Comparison Table
Cathode Name | Crystal Structure | Chemical Formula | Specific Capacity (mAh/g) (The/Exp) | Average Voltage (V) | Electrical Conductivity (S/cm) | Li Diffusivity (cm2/s) | Exothermic Rxn T (Deg) | Heat Release (J/g) | Pros | Cons |
---|---|---|---|---|---|---|---|---|---|---|
Lithium Cobalt Oxide | Layered | LiCoO2 | 274/148a | 3.8a | 10-11-10-10 f | *Good structural stability | *Co expensive / *Unstable upon charging >50%” | |||
Lithium Manganese Oxide | Spinel | LiMn2O4 | 148/120a | 4.1a | 10-10-10-7 f | *Cost efficient | * Mn dissolution in electrolyte | |||
Lithium Iron Phosphate | Olivine | LiFePO4 | 170/165a | 3.4a | 10-10-10-9 e | 10-14-10-11 f | 250-360d | 147d | *Cost affordable / *Thermal stability | * Low ionic conductivity / * Low energy density |
Lithium Iron Manganese Phosphate | Olivine | LiFexMn1-xPO4 | 170/150 | 3.7-3.8 | 2.4x10-13 g | |||||
Lithium Nickel Cobalt Manganese Oxide (NCM111) | Layered | Li[Ni0.33Co0.33Mn0.33]O2 | 280/160a | 3.7a | 5.2x10-8c | 10-10-10-9 f | 306d | 512.5d | ||
Lithium Nickel Cobalt Manganese Oxide(NCM622) | Layered | Li[Ni0.6Co0.2Mn0.2]O2 | 275/170b | 3.7b | 1.6x10-6c | 264d | 721.4d | |||
Lithium Nickel Cobalt Manganese Oxide (NCM811) | Layered | Li[Ni0.8Co0.1Mn0.1]O2 | 275/190b | 3.7b | 1.7x10-5c | 232d | 904.8d | *High specific capacity / *High energy density | *Cycle instability for high Ni content / *Co expensive | |
Lithium Nickel Cobalt Aluminum Oxide | Layered | LiNi0.8Co0.15Al0.05O2 | 279/200a | 3.7a | * High specific capacity / *High energy density | *Cycle/Thermal instability / *Co expensive |

◈ Anode Materials
1. Intercalation-based:
Carbon-based anode such as graphite has the theoretical capacity of 372 mAh/g and has a good (de-)lithiation potential vs. Li. Many carbon-based materials are engineered at nanoscale to optimize their morphologies for high structural stability and better electrochemical reversibility and capacity retention. In terms of safety, stability, and power capability, titanium-based anodes such as Li4Ti5O12 and TiO2 have an advantage over graphite, but their electronic conductivity is poor and specific capacities (175-330 mAh/g) and energy densities are low.
2. Alloying-based:
Si, Ge, and Sn are the alloying anodes with specific capacity, which is much higher than that of intercalation anode system. For example, Si can reach a specific capacity of upto ~4200 mAh/g (practically, 3590 mAh/g), while, for Sn, it is 993 mAh/g. However, their large volumetric expansion (Si ~ 400%, Sn ~ 250%, and Sb ~ 135%) upon lithiation poses a great threat to its mechanical stability (e.g. delamination from a current collector or loss of inter-particle cohesion) and contributes to a capacity fade of the cell. Nano-structuring of Si as an anode has attracted interest to overcome such problems. In fact, Si or SiOx is considered to be added in small percentage amount (e.g. 2-10 wt%) inside the graphite anode to boost energy density of the anode.
3. Conversion-based:
Conversion-based anodes such as metal oxides undergo the following reaction: MxOy + 2yLi+ + 2ye- → yLi2O + xM. Despite their high specific capacities, they suffer from multiple issues including structural instability due to pulverization and voltage hysteresis owing to sluggish kinetics during the conversion process to different phases.
Below is the comparison of key anode materials currently in industry for commercialization. The data were taken from the paper - Gebrekidan Gebresilassie Eshetu, et al., “Production of high-energy Li-ion batteries comprising silicon-containing anodes and insertion-type cathodes”, Nature Commun. 12, 5459 (2021). As noticeable from the table, silicon has exceptionally high theoretical capacity (comparable or even higher than Li metal) but also undergoes extremely large volumetric variation upon cycling causing capacity decay due to mechanical instability. Its electronic conductivity and Li ion diffusivity are also lower than that of the carbon/graphite counterpart. These make the material very challenging for commercialization.
Anode System | C | Si | Sb | SiOx | Li | Li4Ti5O12 |
---|---|---|---|---|---|---|
Type of reaction | Intercalation | Alloying | Alloying | Conversion | Intercalation | |
Density (g/cm3) | 2.25 | 2.3 | 3 | 2.13 | 0.53 | 3.5 |
Lithiated Phase | LiC6 | Li3.75Si | Li3Sb | SiO (x~1) | Li | Li7Ti5O12 |
Reaction Potential vs. Li/Li+ (V) | 0.05 | 0.31 | 0 | 1.55 | ||
Theoretical gravimetric specific capacity (mAh/g) | 372 | 3590 | 660 | 1710 | 3862 | 175 |
Theoretical volumetric specific capacity (mAh/cm3) | 837 | 8360 | 1890 | 3172 | 2061 | 613 |
Volumetric change | 10-12 | >280 | 135 | 160 | 100 | 1 |
Lithium diffusion coefficient | 10-11 - 10-7 | 10-13 - 10-11 | 10-12 - 10-11 |
The graphs above display estimated gravimetric and volumetric energy densities vs cathode areal capacity of the cell consisting of NCM811 and Graphite/Si. The data are excerpted/re-calculated based on the review article by Eshetu, et al., “Production of high-energy Li-ion batteries comprising silicon-containing anodes and insertion-type cathodes”, Nature Commun., 12 (2021). A slight modification was made to the estimations after taking cell tabs and packaging components into consideration to make them more realistic at the cell level.
As shown in the graphs above, transition from graphite and silicon can yield drastic improvement in both metrics. At the areal capacity of 10 mAh/cm2, the transition from the graphite/NCM811 chemistry to that of Si/NCM811 can boost gravimetric energy density from 342 Wh/kg to 536 Wh/kg, while the increase is much greater for volumetric density (817 Wh/kg to 1568 Wh/kg). At the industry with the typical areal capacity (>3 mAh/cm2), a Si/NCM811 cell is estimated to yield 395 Wh/kg and 1123 Wh/L, which is way above the current energy goal. Again, this is estimation and more like an ideal case since Si is mechanically unstable during electrochemical cycling due to its drastic volumetric changes. With micro-scale (or even nano-scale) structure tuning, this can be mitigated, leading to better capacity retention.
◈ Electrolyte

The key criteria for the solvent are following: It should have 1) high dielectric constant to be able to dissolve enough salts to reach desired concentration, 2) low viscosity for facile transport of ions, 3) wide electrochemical potential range, and 4) good chemical stability against the anode and the cathode. Others include the wide temperature range of operation and safety (e.g. flash point). Most nonaqueous electrolytes commonly used until recent are either esters and ethers.
Here is the table of properties for some of commonly studied solvents:
Type | Solvent Name | Viscosity η (cP) | Dielectric constant ε | E0, red (V vs. Li/Li+) | E0, ox (V vs. Li/Li+) | HOMO/LUMO (eV) | TF (oC) |
---|---|---|---|---|---|---|---|
Linear Carbonate | Diethyl Carbonate | 0.75 | 2.81 | 0.07 | 6.95 | -7.63/1.25 | 25 |
Dimethyl Carbonate | 0.59 | 3.11 | 0.1 | 7.06 | -7.72/1.19 | 16 | |
Ethyl Methyl Carbonate | 0.65 | 2.96 | 0.1 | 6.97 | -7.68/1.22 | 23 | |
Cyclic Carbonate | Ethylene Carbonate | 1.9 | 89.8 | 0.27 | 7.19 | -7.92/1.09 | 143 |
Propylene Carbonate | 2.53 | 64.9 | 0.22 | 7.13 | -7.87/1.11 | 116 | |
Vinylene Carbonate | 1.54 | 126 | 0.46 | 5.79 | -6.69/0.46 | 73 | |
Fluoroethylene Carbonate | 4.1 | 107 | 0.51 | 7.48 | -8.32/0.70 | >102 | |
Ethers | 1,2-Dimethoxyethane (DME) | 0.46 | 7.2 | -1.68 | -6.70/2.53 | 5 | |
1,3-Dioxolane (DOL) | 0.59 | 7.1 | -1.48 | -6.63/3.05 | -3 | ||
References | K. Xu et al., Chem. Rev. 104, 4303-4417 (2004) D.S. Hall et al., J. Electrochem. Soc. 165, A2365 (2018) |
D.S. Hall et al., J. Electrochem. Soc. 165, A2365 (2018) M. S. Park, et al., Sci. Rep. 4, 3815 (2014) |
M. Zhou, Adv. Mater. 33, 2003741 (2021) | Data from Sigma Aldirch product pages |
LiPF6 has no outstanding property but has the combination of its well-balanced characteristics that meet stringent requirements for commercialization. It also has good anodic stability up to >5V when mixed in carbonates and ionic conductivity. However, its poor thermal stability and moisture sensitivity requires the additive for performance enhancement.
Ion Mobility (Descending order): LiBF4 > LiClO4 > LiPF6 > LiAsF6 > LiTFSI
Dissociation Constant (Descending order): LiTFSI > LiAsF6 > LiPF6 > LiClO4 > LiBF4
- Other salts/additives studied/considered are:
LiBF4: Better thermal and stability against hydrolysis than LiPF6. However, it has mediocre ionic conductivity due to its low dissociation ability than LiPF6.
LiAsF6: Good ionic conductivity and enhanced thermal and anodic stability due to strong As-F bonding. However, AsF3 byproduct is toxic, hindering its commercialization.
LiTFSI: Good electrochemical stability against oxidation due to delocalized negative charges in TFSI- anions. Also has good ionic conductivity and thermal stability. Al corrosion, however, can make it not very applicable.
LiFSI: Higher conductivity and better hydrolytic and thermal stability than LiPF6 in carbonate solvents. Al corrosion not happening at the high potential where the cathode redox happens.
LiBOB (lithium bis(oxalate)borate): SEI formation at the graphite anode surface through the BOB anion for reversible Li (de-)insertion. Good thermal stability and resistant to Al corrosion at the high potential. However, less versatile for application due to limited solubility in carbonates and low anodic stability (4.2V).
LiDFOB (lithium difluoro(oxalate)borate): Hybridized form of LiBOB with LiBF4. Higher solubility than LiBOB in carbonate electrolyte with less viscosity and higher ionic conductivity. Cell impedance comparable to LiPF6-based electrolyte.
LiPO2F2 (only as additive): Forms the stable interface film both at cathode and anode surface upon cycling, preventing decomposition/oxidation of the electrolyte. This allows impedance control of both cathode and anode and is conducive to cathode structural stability, high-rate capability, and prolonged cell cycling.
Many 18650 cells use the mixture of LiPF6 and LiFSI inside carbonate electrolyte as the electrolyte. For EV batteries with an increasingly rigorous demand for their performances, some of the salts above are investigated as additive to be mixed with LiPF6 electrolyte, for which its concentration varies from 5-10%.
To mitigate the safety issue related to flammable organic electrolytes, non-flammable aqueous electrolytes have been proposed. Traditional aqueous electrolytes with dilute concentration offer key advantages, including low cost and higher ionic conductivity than the organic counterpart but has intrinsic problem of narrow electrochemical stability window of 1.23V; parasitic side reactions (i.e. hydrogen and oxygen evolution) occur beyond the cathodic and anodic limits, limiting the choice of electrode materials and thus affecting dearly the energy density. Many novel approaches have been explored, including super-concentration of salts, co-solvent incorporation to limit the influence of free water by controlling the inner Helmholtz layer and forming a passivating SEI layer, and employing selective ion membranes to regulate the ion movement, allowing anode and cathode operating under different pH conditions. However, these approaches may give rise to much higher costs and reduced ionic conductivity, which hinder the competitiveness of aqueous batteries as a viable alternative to current commercial battery technologies.

Type | Example System | Conductivity (mS/cm) | Advantages | Disadvantages |
---|---|---|---|---|
Sulfide (S-SIE) | - Li9.54Si1.74P1.44S11.7Cl0.3 - Li3.833Sn0.833As0.166S4 - Li6PS5Br - Li7P3S11 - Li10GeP2S12 |
0.1-50 | - High ionic conductivity - Good mechanical strength and flexibilty |
- Sensitive to moisture and produces H2S from decomposition - Poor compatibiltiy with cathode materials due to low oxidation stability |
Oxide (O-SIE) | - Li7La3Zr2O12 (Garnet) - Li0.5La0.5TiO3 (Perovskite) - Li3OCl (Antiperovskite) - LISICON, NASICON |
0.01-1 | - High chemical and electrochemical stability (High electrochemical oxidation voltage) - High mechanical strength |
- Non-flexible and brittle - Expensive large-scale production (require sintering process) |
Polymer | - LiTFSI-PEO(Mw=5000000) - LiClO4-PEO(Mw=600000) - LiClO4-PEO with 5wt% elliptical TiO2 rods - LiClO4-PEO with 5wt% elliptical TiO2 rods |
0.1-1 (at 90 oC) | - Stable with lithium metal - Flexibility and low shear modulus - Easy to produce a large area membrance |
- Limited thermal stability - Low ionic conductivity - Low oxidation voltage (< 4V) |
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